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Securities (Disclosure of Interests) Daily Summaries
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SECURITIES (DISCLOSURE OF INTERESTS) DAILY SUMMARIES - PRINTED: 20/09/01 PAGE: 1
DIRECTORS'/CHIEF EXECUTIVES' NOTIFICATIONS REPORT - A
(ACTUAL TRANSACTIONS)
STOCK NAME : Cheung Kong (Holdings) (00001)
Director/Chief Executive Class Company Name Tran. Date Present Bal. Previous Bal. A/D Consideration Note
------------------------------------ --------------------- ------------------------------- ---------- --------------- --------------- --- ------------- -----------
LI KA SHING ORD CHEUNG KONG (HOLDINGS) LTD. 13/09/01 835,186,504 835,086,504 A 59.125 N5
ORD BEAUTILAND CO LTD / / 15,000,000 15,000,000 0.000
ORD JABRIN LTD / / 2,000 2,000 0.000
ORD KOBERT LTD / / 75 75 0.000
ORD TSING-YI REALTY LTD / / 945,000 945,000 0.000
ORD BELIEVEWELL LTD / / 1,000 1,000 0.000
ORD TOSBO LTD / / 4 4 0.000
ORD RASAM LTD / / 2 2 0.000
ORD HUTCHISON WHAMPOA LTD / / 2,139,272,773 2,139,272,773 0.000
ORD CHEUNG KONG INFRASTRUCTURE HOL- / / 1,912,109,945 1,912,109,945 0.000
DINGS LTD
EQUITY-LINKED-NOTE S- SGA, SOCIETE GENERALE ACCEPTAN- / / $10,000,000 $10,000,000 0.000
TRIKE PRICE HK$63.65 CE N.V. ON HUTCHISON WHAMPOA LTD
DUE 10/2001
EQUITY-LINKED-NOTE S- DEUTSCHE BANK AG, LONDON BRANC- / / $40,000,000 $40,000,000 0.000
TRIKE PRICE HK$63.65 H ON HUTCHISON WHAMPOA LTD
DUE 10/2001
EQUITY-LINKED-NOTE S- LEHMAN BROTHERS TREASURY CO ON- / / $50,000,000 $50,000,000 0.000
TRIKE PRICE HK$64.8375 HUTCHISON WHAMPOA LTD
DUE 10/2001
EQUITY-LINKED-NOTE S- SALOMON BROTHERS INT'L LTD ON - / / $20,011,275 $20,011,275 0.000
TRIKE PRICE HK$66.2625 CHEUNG KONG (HOLDINGS) LTD
DUE 10/2001
SECURITIES (DISCLOSURE OF INTERESTS) DAILY SUMMARIES - PRINTED: 20/09/01 PAGE: 2
DIRECTORS'/CHIEF EXECUTIVES' NOTIFICATIONS REPORT - A
(ACTUAL TRANSACTIONS)
STOCK NAME : Cheung Kong (Holdings) (00001)
Director/Chief Executive Class Company Name Tran. Date Present Bal. Previous Bal. A/D Consideration Note
------------------------------------ --------------------- ------------------------------- ---------- --------------- --------------- --- ------------- -----------
LI KA SHING EQUITY-LINKED-NOTE S- BNP PARIBAS HONG KONG ON CHEUN- / / $50,000,000 $50,000,000 0.000
TRIKE PRICE HK$66.025 G KONG (HOLDINGS) LTD
DUE 10/2001
EQUITY-LINKED-NOTE S- LEHMAN BROTHERS TREASURY CO ON- / / $10,000,000 $10,000,000 0.000
TRIKE PRICE HK$66.2625 CHEUNG KONG (HOLDINGS) LTD
DUE 10/2001
EQUITY-LINKED-NOTE S- BNP PARIBAS HONG KONG ON CHEUN- / / $30,000,000 $30,000,000 0.000
TRIKE PRICE HK$66.2625 G KONG (HOLDINGS) LTD
DUE 10/2001
STOCK NAME : Chi Cheung (00112)
Director/Chief Executive Class Company Name Tran. Date Present Bal. Previous Bal. A/D Consideration Note
------------------------------------ --------------------- ------------------------------- ---------- --------------- --------------- --- ------------- -----------
LAU LUEN HUNG JOSEPH ORD CHI CHEUNG INVESTMENT COMPANY - / / 2,159,475,904 2,159,475,904 0.000
LIMITED
2003 WAR CHI CHEUNG INVESTMENT COMPANY - / / 383,527,348 383,527,348 0.000
LIMITED
ORD CHINESE ESTATES HOLDINGS LTD 17/09/01 1,376,233,668 1,371,353,668 A 0.605 N6
2003 3% CONV. BONDS CHINESE ESTATES HOLDINGS LTD 13/09/01 0 $180,000,000 0.000 N7
STOCK NAME : Chinese Est H (00127)
Director/Chief Executive Class Company Name Tran. Date Present Bal. Previous Bal. A/D Consideration Note
------------------------------------ --------------------- ------------------------------- ---------- --------------- --------------- --- ------------- -----------
LAU LUEN HUNG JOSEPH ORD CHINESE ESTATES HOLDINGS LTD. 17/09/01 1,376,233,668 1,371,353,668 A 0.605 N6
2003 3% CONV. BONDS CHINESE ESTATES HOLDINGS LTD. 13/09/01 0 $180,000,000 0.000 N7
ORD EVERGO CHINA HOLDINGS LTD / / 1,112,582,621 1,112,582,621 0.000
SECURITIES (DISCLOSURE OF INTERESTS) DAILY SUMMARIES - PRINTED: 20/09/01 PAGE: 3
DIRECTORS'/CHIEF EXECUTIVES' NOTIFICATIONS REPORT - A
(ACTUAL TRANSACTIONS)
STOCK NAME : Chinese Est H (00127)
Director/Chief Executive Class Company Name Tran. Date Present Bal. Previous Bal. A/D Consideration Note
------------------------------------ --------------------- ------------------------------- ---------- --------------- --------------- --- ------------- -----------
LAU LUEN HUNG JOSEPH ORD THE KWONG SANG HONG INT'L LTD / / 513,746,047 513,746,047 0.000
ORD CHI CHEUNG INV CO, LTD / / 2,159,475,904 2,159,475,904 0.000
2003 WAR CHI CHEUNG INV CO, LTD / / 383,527,348 383,527,348 0.000
STOCK NAME : Evergo China (00631)
Director/Chief Executive Class Company Name Tran. Date Present Bal. Previous Bal. A/D Consideration Note
------------------------------------ --------------------- ------------------------------- ---------- --------------- --------------- --- ------------- -----------
LAU LUEN HUNG JOSEPH ORD EVERGO CHINA HOLDINGS LTD / / 1,112,582,621 1,112,582,621 0.000
ORD CHINESE ESTATES HOLDINGS LTD 17/09/01 1,376,233,668 1,371,353,668 A 0.605 N6
2003 3% CONV. BONDS CHINESE ESTATES HOLDINGS LTD / / 0 $180,000,000 0.000 N7
STOCK NAME : Guangdong Brew (00124)
Director/Chief Executive Class Company Name Tran. Date Present Bal. Previous Bal. A/D Consideration Note
------------------------------------ --------------------- ------------------------------- ---------- --------------- --------------- --- ------------- -----------
JIANG GUOQIANG ORD GUANGDONG BREWERY HOLDINGS LTD / / 0 0 0.000
STOCK NAME : Guoco Group (00053)
Director/Chief Executive Class Company Name Tran. Date Present Bal. Previous Bal. A/D Consideration Note
------------------------------------ --------------------- ------------------------------- ---------- --------------- --------------- --- ------------- -----------
QUEK LENG CHAN ORD GUOCO GROUP LTD. / / 138,454,740 138,454,740 0.000
ORD imGO LTD / / 739,934,824 739,934,824 0.000
ORD (RM) HONG LEONG CREDIT BERHAD 13/09/01 405,630,843 404,958,843 A 5.004 N8
ORD FIRST CAPITAL CORP LTD / / 201,221,560 201,221,560 0.000
SECURITIES (DISCLOSURE OF INTERESTS) DAILY SUMMARIES - PRINTED: 20/09/01 PAGE: 4
DIRECTORS'/CHIEF EXECUTIVES' NOTIFICATIONS REPORT - A
(ACTUAL TRANSACTIONS)
STOCK NAME : Guoco Group (00053)
Director/Chief Executive Class Company Name Tran. Date Present Bal. Previous Bal. A/D Consideration Note
------------------------------------ --------------------- ------------------------------- ---------- --------------- --------------- --- ------------- -----------
QUEK LENG CHAN NON-REDEEMABLE CONV - FIRST CAPITAL CORP LTD / / 34,437,322 34,437,322 0.000
CUMULATIVE PREF SH
COMMON SH GUOCO HOLDINGS (PHILIPPINES), - / / 866,610,220 866,610,220 0.000
INC
STOCK NAME : Hutchison (00013)
Director/Chief Executive Class Company Name Tran. Date Present Bal. Previous Bal. A/D Consideration Note
------------------------------------ --------------------- ------------------------------- ---------- --------------- --------------- --- ------------- -----------
LI KA SHING ORD HUTCHISON WHAMPOA LTD. / / 2,139,272,773 2,139,272,773 0.000 N16
ORD HONGKONG ELECTRIC HOLDINGS LTD / / 829,599,612 829,599,612 0.000
COMMON C SH HUSKY OIL HOLDINGS LTD / / 4,600 4,600 0.000
COMMON SH HUSKY ENERGY INC. / / 152,010,615 152,010,615 0.000
TRANSFERABLE WAR HUSKY ENERGY INC. / / 696,925 696,925 0.000
ORD CHEUNG KONG INFRASTRUCTURE HOL- / / 1,912,109,945 1,912,109,945 0.000
DINGS LTD
ORD TOM.COM LTD 13/09/01 1,406,572,000 1,398,136,000 A 1.710 N15
EQUITY-LINKED-NOTE S- SGA, SOCIETE GENERALE ACCEPTAN- / / $10,000,000 $10,000,000 0.000
TRIKE PRICE HK$63.65 CE N.V. ON HUTCHISON WHAMPOA LTD
DUE 10/2001
EQUITY-LINKED-NOTE S- DEUTSCHE BANK AG, LONDON BRANC- / / $40,000,000 $40,000,000 0.000
TRIKE PRICE HK$63.65 H ON HUTCHISON WHAMPOA LTD
DUE 10/2001
EQUITY-LINKED-NOTE S- LEHMAN BROTHERS TREASURY CO ON- / / $50,000,000 $50,000,000 0.000
TRIKE PRICE HK$64.8375 HUTCHISON WHAMPOA LTD
DUE 10/2001
SECURITIES (DISCLOSURE OF INTERESTS) DAILY SUMMARIES - PRINTED: 20/09/01 PAGE: 5
DIRECTORS'/CHIEF EXECUTIVES' NOTIFICATIONS REPORT - A
(ACTUAL TRANSACTIONS)
STOCK NAME : Hutchison (00013)
Director/Chief Executive Class Company Name Tran. Date Present Bal. Previous Bal. A/D Consideration Note
------------------------------------ --------------------- ------------------------------- ---------- --------------- --------------- --- ------------- -----------
LI KA SHING EQUITY-LINKED-NOTE S- SGA, SOCIETE GENERALE ACCEPTAN- / / $10,000,000 $10,000,000 0.000
TRIKE PRICE HK$1.767 CE N.V. ON TOM.COM LTD
DUE 10/2001
EQUITY-LINKED-NOTE S- KBC FINANCIAL PRODUCTS INTERNA- / / $20,000,000 $20,000,000 0.000
TRIKE PRICE HK$1.767 TIONAL LTD ON TOM.COM LTD
DUE 10/2001
LI TZAR KUOI VICTOR ORD HUTCHISON WHAMPOA LTD. / / 2,140,359,543 2,140,359,543 0.000
ORD HONGKONG ELECTRIC HOLDINGS LTD / / 829,599,612 829,599,612 0.000
ORD CHEUNG KONG INFRASTRUCTURE HOL- / / 1,912,109,945 1,912,109,945 0.000
DINGS LTD
ORD TOM.COM LTD 13/09/01 1,406,572,000 1,398,136,000 A 1.710 N15
COMMON SH HUSKY ENERGY INC. / / 137,107,613 137,107,613 0.000
TRANSFERABLE WAR HUSKY ENERGY INC. / / 628,599 628,599 0.000
7.00% NOTES DUE 2011 HUTCHISON WHAMPOA INT'L (01/11- / / US$5,000,000 US$5,000,000 0.000
) LTD
EQUITY-LINKED-NOTE S- SGA, SOCIETE GENERALE ACCEPTAN- / / $10,000,000 $10,000,000 0.000
TRIKE PRICE HK$63.65 CE N.V. ON HUTCHISON WHAMPOA LTD
DUE 10/2001
EQUITY-LINKED-NOTE S- DEUTSCHE BANK AG, LONDON BRANC- / / $40,000,000 $40,000,000 0.000
TRIKE PRICE HK$63.65 H ON HUTCHISON WHAMPOA LTD
DUE 10/2001
EQUITY-LINKED-NOTE S- LEHMAN BROTHERS TREASURY CO ON- / / $50,000,000 $50,000,000 0.000
TRIKE PRICE HK$64.8375 HUTCHISON WHAMPOA LTD
DUE 10/2001
EQUITY-LINKED-NOTE S- SGA, SOCIETE GENERALE ACCEPTAN- / / $10,000,000 $10,000,000 0.000
TRIKE PRICE HK$1.767 CE N.V. ON TOM.COM LTD
DUE 10/2001
SECURITIES (DISCLOSURE OF INTERESTS) DAILY SUMMARIES - PRINTED: 20/09/01 PAGE: 6
DIRECTORS'/CHIEF EXECUTIVES' NOTIFICATIONS REPORT - A
(ACTUAL TRANSACTIONS)
STOCK NAME : Hutchison (00013)
Director/Chief Executive Class Company Name Tran. Date Present Bal. Previous Bal. A/D Consideration Note
------------------------------------ --------------------- ------------------------------- ---------- --------------- --------------- --- ------------- -----------
LI TZAR KUOI VICTOR EQUITY-LINKED-NOTE S- KBC FINANCIAL PRODUCTS INTERNA- / / $20,000,000 $20,000,000 0.000
TRIKE PRICE HK$1.767 TIONAL LTD ON TOM.COM LTD
DUE 10/2001
STOCK NAME : KTP Holdings (00645)
Director/Chief Executive Class Company Name Tran. Date Present Bal. Previous Bal. A/D Consideration Note
------------------------------------ --------------------- ------------------------------- ---------- --------------- --------------- --- ------------- -----------
LEE CHI KEUNG RUSSELL ORD KTP HOLDINGS LTD 13/09/01 91,115,752 91,065,752 A 0.400 N9
ORD KTP HOLDINGS LTD 17/09/01 91,119,752 91,115,752 A 0.340
STOCK NAME : MAE Holdings (00851)
Director/Chief Executive Class Company Name Tran. Date Present Bal. Previous Bal. A/D Consideration Note
------------------------------------ --------------------- ------------------------------- ---------- --------------- --------------- --- ------------- -----------
LO WAI SHING FELIX ORD MAE HOLDINGS LIMITED 17/09/01 908,440,000 754,440,000 A 0.070
STOCK NAME : Manulife (00945)
Director/Chief Executive Class Company Name Tran. Date Present Bal. Previous Bal. A/D Consideration Note
------------------------------------ --------------------- ------------------------------- ---------- --------------- --------------- --- ------------- -----------
N18
STOCK NAME : Mei Ah Enter (00391)
Director/Chief Executive Class Company Name Tran. Date Present Bal. Previous Bal. A/D Consideration Note
------------------------------------ --------------------- ------------------------------- ---------- --------------- --------------- --- ------------- -----------
LI KUO HSING ORD MEI AH ENTERTAINMENT GROUP LIM- 17/09/01 422,515,760 420,325,760 A 0.335
ITED
NON-VOTING DEFERRED - MEI AH VIDEO PRODUCTION CO LTD / / 10,000 10,000 0.000
SH
SECURITIES (DISCLOSURE OF INTERESTS) DAILY SUMMARIES - PRINTED: 20/09/01 PAGE: 7
DIRECTORS'/CHIEF EXECUTIVES' NOTIFICATIONS REPORT - A
(ACTUAL TRANSACTIONS)
STOCK NAME : Mei Ah Enter (00391)
Director/Chief Executive Class Company Name Tran. Date Present Bal. Previous Bal. A/D Consideration Note
------------------------------------ --------------------- ------------------------------- ---------- --------------- --------------- --- ------------- -----------
LI KUO HSING NON-VOTING DEFERRED - MEI AH INV CO LTD / / 500,000 500,000 0.000
SH
NON-VOTING DEFERRED - MEI AH LASER DISC CO LTD / / 100,000 100,000 0.000
SH
STOCK NAME : NewOcean Energy (00342)
Director/Chief Executive Class Company Name Tran. Date Present Bal. Previous Bal. A/D Consideration Note
------------------------------------ --------------------- ------------------------------- ---------- --------------- --------------- --- ------------- -----------
SHUM SIU MAU ORD NEWOCEAN GREEN ENERGY HOLDINGS- 19/09/01 1,090,180,000 987,000,000 A 0.060 N2
LIMITED
TONG SHIU MING ORD NEWOCEAN GREEN ENERGY HOLDINGS- 19/09/01 1,090,180,000 103,180,000 A 0.060 N2
LIMITED
SHUM SIU HUNG ORD NEWOCEAN GREEN ENERGY HOLDINGS- 19/09/01 1,090,180,000 103,180,000 A 0.060 N2
LIMITED
STOCK NAME : OOIL (00316)
Director/Chief Executive Class Company Name Tran. Date Present Bal. Previous Bal. A/D Consideration Note
------------------------------------ --------------------- ------------------------------- ---------- --------------- --------------- --- ------------- -----------
SIMS NICHOLAS DAVID ORD ORIENT OVERSEAS (INTERNATIONAL- 18/09/01 26,000 0 A 2.750
) LTD.
STOCK NAME : Pac Century Ins (00065)
Director/Chief Executive Class Company Name Tran. Date Present Bal. Previous Bal. A/D Consideration Note
------------------------------------ --------------------- ------------------------------- ---------- --------------- --------------- --- ------------- -----------
ALLEN PETER ANTHONY ORD PACIFIC CENTURY INSURANCE HOLD- 18/09/01 360,000 216,000 A 1.375 N10
INGS LIMITED
SECURITIES (DISCLOSURE OF INTERESTS) DAILY SUMMARIES - PRINTED: 20/09/01 PAGE: 8
DIRECTORS'/CHIEF EXECUTIVES' NOTIFICATIONS REPORT - A
(ACTUAL TRANSACTIONS)
STOCK NAME : Pac Century Ins (00065)
Director/Chief Executive Class Company Name Tran. Date Present Bal. Previous Bal. A/D Consideration Note
------------------------------------ --------------------- ------------------------------- ---------- --------------- --------------- --- ------------- -----------
ALLEN PETER ANTHONY ORD PACIFIC CENTURY REGIONAL DEVEL- / / 5,010,000 5,010,000 0.000
OPMENTS LTD
ORD PACIFIC CENTURY CYBERWORKS LTD / / 300,000 300,000 0.000
WAR PACIFIC CENTURY CYBERWORKS LTD / / $150,000 $150,000 0.000
STOCK NAME : SE Asia PPT (00252)
Director/Chief Executive Class Company Name Tran. Date Present Bal. Previous Bal. A/D Consideration Note
------------------------------------ --------------------- ------------------------------- ---------- --------------- --------------- --- ------------- -----------
CHUA NAI TUEN ORD SOUTHEAST ASIA PROPERTIES & FI- 10/09/01 35,231,393 31,968,720 A 1.465 N3 N4 N11
NANCE LTD.
ORD TITAN DRAGON PROPERTIES CORPOR- / / 20,000 20,000 0.000
ATION
ORD NAN SING PLASTICS LTD / / 6,900 6,900 0.000
ORD FULL SAFE INDUSTRIES LTD / / 20,000 20,000 0.000
STOCK NAME : South Sea Hold (00680)
Director/Chief Executive Class Company Name Tran. Date Present Bal. Previous Bal. A/D Consideration Note
------------------------------------ --------------------- ------------------------------- ---------- --------------- --------------- --- ------------- -----------
YU PUN HOI ORD SOUTH SEA HOLDING COMPANY LIMI- 14/09/01 20,196,830,000 20,194,750,000 A 0.052
TED
ORD SOUTH SEA HOLDING COMPANY LIMI- 17/09/01 20,197,830,000 20,196,830,000 A 0.051
TED
SECURITIES (DISCLOSURE OF INTERESTS) DAILY SUMMARIES - PRINTED: 20/09/01 PAGE: 9
DIRECTORS'/CHIEF EXECUTIVES' NOTIFICATIONS REPORT - A
(ACTUAL TRANSACTIONS)
STOCK NAME : Star East Hold (00198)
Director/Chief Executive Class Company Name Tran. Date Present Bal. Previous Bal. A/D Consideration Note
------------------------------------ --------------------- ------------------------------- ---------- --------------- --------------- --- ------------- -----------
EARL ROBERT IAN ORD STAR EAST HOLDINGS LIMITED / / 0 0 0.000
STOCK NAME : Television Broadcasts (00511)
Director/Chief Executive Class Company Name Tran. Date Present Bal. Previous Bal. A/D Consideration Note
------------------------------------ --------------------- ------------------------------- ---------- --------------- --------------- --- ------------- -----------
FONG MONA ORD TELEVISION BROADCASTS LTD. 12/09/01 1,096,000 1,086,000 A 20.000
STOCK NAME : Texwinca Hold. (00321)
Director/Chief Executive Class Company Name Tran. Date Present Bal. Previous Bal. A/D Consideration Note
------------------------------------ --------------------- ------------------------------- ---------- --------------- --------------- --- ------------- -----------
TING KIT CHUNG ORD TEXWINCA HOLDINGS LTD. 12/09/01 11,100,000 9,600,000 A 0.885 N12
POON KWAN CHAK ORD TEXWINCA HOLDINGS LTD. 12/09/01 10,442,800 9,442,800 A 0.720 N12
***** END OF REPORT *****
NOTES:
N1 Please refer to the Company's announcement of 14 September 2001.
N2 On 19th September, 2001, Sound Ocean Investment Limited ("Sound
Ocean") transferred 987,000,000 shares in NewOcean to Uniocean
Investments Limited ("Uniocean") and Shum Siu Hung transferred
103,180,000 shares in NewOcean to Uniocean, both at a price of
HK$0.060 per share. For more details, please refer to the Company's
announcement of 19 September 2001.
N3 Revised
N4 Omission made by Mr. Chua Nai Tuen in disclosing the acquisition of
2,312,673 shares on 11th September, 2001.
N5 Acquisitions were made from 13/09/01 to 14/09/01 at prices ranging
from $59.00 to $59.25 per share.
N6 Consideration per unit : $0.59 - $0.62
N7 Conversion notice in respect of the HK$180,000,000 convertible bonds
was served on Chinese Estates Holdings Ltd on 13th September, 2001
and the said convertible bonds were redeemed in cash by Chinese
Estates Holdings Ltd on 17th September, 2001.
N8 Acquisitions were made from 13/09/01 to 17/09/01 at prices ranging
from RM4.6016 to RM5.0264 per share.
N9 Date of transaction : 13/09/01 - 14/09/01
N10 Consideration per unit : $1.35 - $1.40
N11 Acquisitions were made from 10/09/01 to 14/09/01 at prices ranging
from $1.46 to $1.47 per share.
N12 Exercise of share option
N13 No. of share options held and related exercise price were adjusted
as a result of open offer made by Guangnan (Holdings) Limited.
N14 Please refer to the Company's announcements of 4 August 2001 and
14 September 2001.
N15 Acquisitions were made from 13/09/01 to 19/09/01 at prices ranging
from $1.67 to $1.75 per share.
N16 The total number of shares deemed to be held by Mr. Li Ka-shing
include 2,130,202,773 Hutchison Whampoa Ltd ("HWL") shares
(representing 49.97% as of 19th September, 2001) held by Cheung
Kong (Holdings) Ltd and 9,070,000 HWL shares held by his family
trust structure.
N17 SECURITIES (DISCLOSURE OF INTERESTS) DAILY SUMMARIES
SUBSTANTIAL SHAREHOLDERS' NOTIFICATIONS REPORT
Stock Name: Manulife Financial Corporation (stock code: 945)
*ISC as at 19/09/01 : 482,194,863
The Securities and Futures Commission has granted Manulife Financial
Corporation ("MFC") a partial exemption from compliance with the
Securities (Disclosure of Interests) Ordinance pursuant to guidelines
published under section 2A of the Ordinance. Under the partial
exemption, MFC is not required to prepare registers, maintain records
or file, and MFC's corporate insiders are not required to file, with
Hong Kong regulatory authorities disclosure of interest reports
pursuant to the Ordinance on the condition that MFC will file with
the SEHK disclosures of interests made in Canada and the U.S. where
it maintains primary listings.
1. Under Canadian law, 10% shareholders of MFC have to file reports
to the Ontario Securities Commission ("OSC"). Reports made by 10%
shareholders, if any, can be found in OSC website www.sedar.com.
MFC has agreed to monitor the OSC Weekly Bulletin and Insider
Early Warning Report Press Releases every two weeks and if any
reports by or concerning 10% shareholders and filed, MFC will
provide a hard copy to the SEHK for inspection by the Hong Kong
public. So far, the SEHK has not received any such reports from
MFC.
2. Under U.S. law, 5% shareholders of MFC have to file reports to
the U.S. Securities and Exchange Commission ("SEC") pursuant to
Schedule 13G/13D of the Securities and Exchange Act 1934 of the
United States. Up-to-date reports made by 5% shareholders, if
any, can be found in SEC website at www.sec.gov. MFC has agreed
to monitor the SEC website every two weeks and if any reports on
5% shareholders are filed, MFC will provide a hard copy to the
SEHK for inspection by the Hong Kong public. So far, the SEHK
has not received any such reports from MFC.
3. Hard copies of filings or reports provided by MFC under paragraphs
1 and 2 above (if any) are available for inspection at the SEHK's
office at 11/F., One International Finance Centre, 1 Harbour View
Street, Central, Hong Kong, and upon request in writing to MFC at
MFC's office at Manulife Plaza, The Lee Gardens, 48th Floor, 33
Hysan Avenue, Causeway Bay, Hong Kong. For enquiries or arrange-
ments regarding inspection at the SEHK please contact the SEHK
SDI Unit (Mr. Chan (2840-3707) or Miss Tsui (2840-3769)).
* ISC refers to the latest Issued Share Capital of the listed company
recorded by the Exchange as at the date of this summaries. It might
not promptly reflect changes caused by share placements, rights
issue, bonus issue, etc. Readers should exercise caution when using
these figures.
N18 SECURITIES (DISCLOSURE OF INTERESTS) DAILY SUMMARIES
DIRECTORS' AND CHIEF EXECUTIVES' NOTIFICATIONS REPORT
Stock Name: Manulife Financial Corporation (stock code: 945)
*ISC as at 19/09/01 : 482,194,863
The Securities and Futures Commission has granted Manulife Financial
Corporation ("MFC") a partial exemption from compliance with the
Securities (Disclosure of Interests) Ordinance pursuant to guidelines
published under section 2A of the Ordinance. Under the partial
exemption, MFC is not required to prepare registers, maintain records
or file, and MFC's corporate insiders are not required to file, with
Hong Kong regulatory authorities disclosure of interest reports
pursuant to the Ordinance on the condition that MFC will file with
the SEHK disclosures of interests made in Canada and the U.S. where
it maintains primary listings.
1. Under Canadian law, "insiders" including directors of MFC have
to file reports to the Ontario Securities Commission ("OSC")
in Form 55 pursuant to the Ontario Securities Act. No Form 55
filings have been made by MFC today.
2. MFC is presently a "foreign private issuer" under U.S. law. As
such, no directors of MFC are required to make any disclosure of
interests filings under the Securities Exchange Act 1934 of the
United States.
* ISC refers to the latest Issued Share Capital of the listed company
recorded by the Exchange as at the date of this summaries. It
might not promptly reflect changes caused by share placements,
rights issue, bonus issue, etc. Readers should exercise caution
when using these figures.
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